1. Change of Broker Dealer of Record
2. First Asset "New" Account Form (Patriot Act Version)
3. First Asset "Supplement" to HTS Account Form
4. Mutual Fund Investment Disclosure Statement
5. Index Annuity Questionnaire and Disclosure
6. Outside Activities Information and Acknowledgement Form
7. Reg. Rep. Checklist for Variable Annuity Sale
8. "Switch Form" Investment Change Acknowledgement and Authorization for Mutual Funds
9. VA Time Horizon and Risk Tolerance Questionnaire
10. VA Questionnaire and Disclosure Form (VA1)
11. VA Replacement Questionnaire and Disclosure Form (VA3)
12. Low Priced Stock Disclosure to FAF Form (Penny Stock)
13. Daily Activity Report (Blotter)
14. Correspondence Sent or Received Report
15. Variable Life Disclosure Form (VUL 1)
16. Multiple Fund Allocation Record
17. IRA Rollover Disclosure Form
18. Supplemental Risk Disclosure Statement
1. First Asset "Supplement" to HTS Account Form
2. Hilltop Securities CASH Account Form - JTWROS
3. HTS New Account Application
4. HTS HSA Agreement and Disclosure
5. HTS HSA Distribution Request
6. HTS HSA Account Application
7. HTS HSA Vision IRA Application
8. HTS Transfer on Death Application/Addendum (TOD)
9. HTS ACAT Form (Account Transfer)
10. HTS Fed Wire Request Form
11. HTS ACH Form
12. HTS Vision Account Application
13. HTS Traditional IRA Application
14. HTS IRA Change of Beneficiary Form
15. HTS IRA Distribution Form
16. HTS Roth IRA Application
17. HTS Account Access Request Form for Customer
18. HTS Corporate Resolution
19. HTS Trustee Certification of Investment Powers
20. HTS Irrevocable Stock or Bond Power
21. HTS Customer Information Brochure
22. HTS IRA On Demand Distribution Request
23. Margin Disclosure
1. AIG-Sun America Appointment Form
2. Allianz-Life USA and Value Mark Appointment Form
3. American Skandia Appointment Form
4. Annuity Investors Appointment Form
5. AUL-American United Life (one Group) Appointment Form
6. Genworth Life and Annuity Insurance Co. Appointment Form
7. Hartford Director Plus Appointment Form
8. Hartford Insurance -Leaders Appointment Form
9. ING Golden American Appointment Form
10. ING Reliastar Appointment Form
11. ING Security Life and Southland Life Appointment Form
12. Jackson National VA Appointment Form
13. Lincoln Benefit VA Appointment Form
14. Lincoln National - American Legacy Appointment Form
15. Nationwide (Best of America) VA Appointment Form
16. Pacific Life VA and VL Appointment Form
17. Phoenix Life Insurance Appointment Form
18. Security Benefit VA Appointment Form
19. Sun Life Financial VA Appointment Form
20. Western Reserve Life VA Appointment Form
1. Michigan
2. Salina, Roach St.
3. Phillipsburg
4. St. Joe
5. Columbus
6. Salina, Home Office